Should I Trust My Advisor?

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Do you have the basic information you need to determine the quality of your current investment professional? If you don't know the answers to these questions, you could be exposed to the risk of bad advice.

1.	Did your advisor provide written information about education, experience, and certifications before you made your selection decision?	Yes	No

2.	Did your advisor provide written information about his or her compliance record?	Yes	No

3.	Did your advisor provide written information about the total compensation he or she earns from investing your assets?	Yes	No

4.	Did your advisor provide written information about potential conflicts of interest that impact the performance, risk, or expenses of your assets?	Yes	No

5.	Does your advisor provide quarterly information about net performance for the investments he or she recommended for your assets?	Yes	No

6.	Does your advisor provide adequate information about the risk and expenses that impact your assets?	Yes	No

7.	Does your advisor charge fees for his or her services?	Yes	No